D.F. King & Co., Inc. (D.F. King) is a globally-recognized leader in proxy solicitation, financial communications and corporate governance consulting. With unparalleled experience in merger votes, proxy contests and tender/exchange offers for corporate control, the firm has advised corporations, shareholder groups, investment bankers and securities attorneys since 1942. Internationally and domestically, from cross-border acquisitions to bankruptcy reorganizations, D.F. King has played a role in many of the highest-profile corporate transformations of the past 70 years.
D.F. King is a member of the portfolio companies of Pacific Equity Partners (PEP), sharing common ownership with a global alliance of leading transfer agent and equity plan service providers. With $5 billion of assets under management, Sydney-based PEP has made significant investments in businesses with specialist operations in share registry services, superannuation administration and investor relations.
Over the years, PEP has formed a network of strategic partnerships including AST, CST Trust Company, AST Fund Solutions, AST Investor Services, and LINK Shareholder Services.
CST Trust Company (CST) joined forces with Pacific Equity Partners and American Stock Transfer & Trust Company in 2010 to form a global share registry offering. Together, AST & CST provide services to more than 8,000 issues and over 5.5 million shareholders throughout North America and in over 22 foreign countries.
AST Equity Plan Solutions (EPS) provides plan administration to more than 400 clients with approximately 750,000 participants in over 70 countries. EPS provides a host of specialized products and services designed to meet stock plan administration needs of businesses worldwide.
AST Fund Solutions, LLC offers a comprehensive suite of Mutual Fund Proxy Solicitation and Advisory Services, including: closed-end and open-end mutual fund proxy management, mailing and tabulation, shareholder identification, corporate governance consulting and regulatory report mailing services.
AST Investor Services offers issuers and shareholders the ability to consolidate positions in a single account, online access to over 10,000 equity issuers and comprehensive investment tools.
AST Document Solutions provides a full suite of corporate financial printing and customer communications expertise to issuers, including specialized proxy-related design and printing.
AST Ownership Intelligence provides clients with capital markets consulting, regulatory compliance certification and credit markets intelligence. The AST Ownership Intelligence team assists clients in obtaining the information and analysis they need to capitalize on relationships with key investors.
AST Personal Wealth Solutions provides wealth advisory services to executives, employees and shareholders. Using wealth management tools, our Financial Advisors help clients develop investment portfolios and strategies to meet their financial goals.
Donlin, Recano & Company, Inc. (DRC) is a leading provider of innovative technology solutions for restructuring transactions. They provide comprehensive case management, claims administration and consulting services to support our clients through the complexities of corporate restructuring — whether in or out-of-court.
LINK Shareholder Services provides comprehensive asset recovery services, helping issuers preserve their corporate equity with a broad range of escheatment and unclaimed property solutions.
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